Privacy Policy NOTICE of Wiley
Group
Wiley Group has adopted this policy with recognition that
protecting the privacy and security of the personal information we
obtain about our customers is an important responsibility. We
also know that you expect us to service you in an accurate and
efficient manner. To do so, we must collect and maintain
certain personal information about you. We want you to know
what information we collect and how we use and safeguard that
information.
What Information We Collect
We collect certain nonpublic personal identifying information
about you (such as your name, address, social security number,
etc.) from information that you provide on applications or other
forms as well as communications (electronic, telephone, written or
in person) with you or your authorized representatives (such as
your attorney, accountant, etc.). We also collect information
about your brokerage accounts and transactions (such as purchases,
sales, account balances, inquiries, etc.).
What Information We Disclose
We do not disclose the nonpublic personal information we collect
about our customers to anyone except: (i) in furtherance of our
business relationship with them and then only to those persons
necessary to effect the transactions and provide the services that
they authorize (such as broker-dealers, custodians, independent
managers etc.); (ii) to persons assessing our compliance with
industry standards (e.g., professional licensing authorities,
etc.); (iii) our attorneys, accountants, and auditors; or (iv) as
otherwise provided by law.
We are permitted by law to disclose the nonpublic personal
information about you to governmental agencies and other third
parties in certain circumstances (such as third parties that
perform administrative or marketing services on our behalf or for
joint marketing programs). These third parties are prohibited to
use or share the information for any other purpose. If you
decide at some point to either terminate our services or become an
inactive customer, we will continue to adhere to our privacy
policy, as may be amended from time to time.
Security of Your Information
We restrict access to your nonpublic personal information to
those employees who need to know that information to service your
account. We maintain physical, electronic and procedural
safeguards that comply with applicable federal or state standards
to protect your nonpublic personal information.
Changes to our Privacy Policy or Relationship with You
Our policy about obtaining and disclosing information may change
from time to time. We will provide you notice of any material
change to this policy before we implement the change.
